|
THE CUBAN MILITARY AND TRANSITION DYNAMICS
PREPARED FOR THE CUBA TRANSITION PROJECT (CTP)
By Brian
Latell
Cuban American Military
Council
CAMCO
English
Info-Search:
José Cadenas
Research Dept.
La Nueva Cuba
July 17, 2004
EXECUTIVE SUMMARY
The Revolutionary
Armed Forces (Fuerzas Armadas Revolucionarias FAR) has long
been the most powerful, influential, and competent official institution
in Cuba, and top generals will play crucial roles in all Conceivable
succession scenarios.
The generals
will either dominate a new regime after Fidel Castro dies or is
incapacitated, or, like the militaries in the former communist countries
of Eastern Europe, be the willing accomplices in the demise of Marxist
rule! . The critical variable is likely to be the degree to which
institutional unity military command and control is
preserved as the transition unfolds. Institutional integrity will
be determined by the cohesion, singularity of purpose, professionalism,
popular support, and morale of uniformed personnel and by the political
and other skills of ranking officers.
Military unity
is known to have been put under severe stress only twice in the
past, though each time the Castro brothers were able to preserve
their authority. Two transition scenarios could severely disrupt
the chain of command and thus substantially increase the chances
of regime-threatening developments, however. If large-scale popular
violence were to occur, most observers of the FAR believe that many
troop commanders would refuse orders to unleash lethal force against
civilians. Conflict among rival military commanders and units could
ensue. Second, if Defense Minister Raul Castro were to die before
his brothe! r, the countrys three most critical lines of succession
would be thrown open simultaneously. Transition planning could then
become chaotic, the more so if 76-year-old Fidel Castro were seriously
impaired at that time.
The most likely
succession scenario, though, is that Raul Castro will follow his
brother in an orderly, dynastic succession with the support of a
united military chain of command. He and the top generals would
retain prominent civilians in a number of senior Communist Party
and government positions, but the regime fundamentally would be
a praetorian one. The younger Castros claim to the succession
is strong, even apart from his hold on the monopoly of coercive
power. His record as the worlds longest serving defense minister
is impressive, and his position has been strengthened in recent
years as the FAR has become the leading force in the economy, managing
a large number of military factories and praetorian enterprises
that earn hard currency for the regime.
Still, the prospects
for such a smooth transition controlled by the military may be steadily
eroding. The FARs changing roles and missions in all likelihood
are undermining its internal unity and discipline. At least four
cross cutting fissures are probably weakening command and control
and fractionalizing groups of officers vertically and horizontally.
Tensions from
the 1989 Ochoa Affair. The general was apparently the highest-ranking
Cuban admirer of Gorbachevs reforms in the Soviet Union. His
trial and execution, orchestrated by the Castro brothers, stirred
enduring animosities. Generational Stresses. As in a number of Eastern
European countries during their post-communist transitions, younger
officers may emerg! e as a powerful reformist force. Young Turk
officers, dissatisfied with the grip that loyalist generals have
exercised for decades, may demand profound changes in the military
and the country.
DUELING GENERALS
The apparent
unity and fraternity in the top ranks in all likelihood is an illusion.
Traditional troop commanders and staff officers, including praetorian
enterprise managers, have probably been progressively alienated
from each other as the FARs missions have changed and as many
officers have become beneficiaries of for-profit activities.
EROSION OF PROFESSIONALISM
The praetorian
enterprises are breeding grounds of corruption. Politically favored
active duty and retired officers are emerging as a new and comparatively
wealthy class that is losing the close contact with the populace
that traditionally characterized civil-military relations.
What! ever course
the transition takes, at least some FAR leaders and components will
survive and perform critical roles after one or both Castros have
departed. In that new era, powerful forces will demand that the
military and its missions be reshaped radically. Generally, three
types of changes will seem appropriate: Reconfiguration of forces
and missions. The FAR and its several large auxiliary forces should
be substantially downsized, and some entities should be abolished.
Military spending, installations, and weapons inventories should
be sharply reduced, and FAR industries and enterprises should be
privatized.
SUBMISSION OF THE MILITARY TO CIVILIAN! CONTROL IN A DEMOCRATIC
SYSTEM
The appointment
of a civilian defense minister will be a critical watershed. The
roles of the commander in chief, minister, and chief of staff will
have to be sorted out constitutionally. The dearth of civilians
versed in military issues and qualified to oversee military spending
and priorities will be a daunting problem, as it was in most of
Eastern Europe after communism.
The internationalization
of the military. The FAR has had few international contacts since
the demise of the Soviet Union. Ironically, some of the most vigorous
are with the United States, including the high level fence
line talks at the Guantánamo Naval Base. Future Cuban
governments might be able to play constructive peacekeeping roles,
joining democratic nations in regional and international security
efforts.
THE CUBAN MILITARY AND TRANSITION DYNAMICS
INTRODUCTION
Since its inception
in 1959 Fidel Castros military the Revolutionary Armed
Forces (Fuerzas Armadas Revolucionarias FAR) has been
the one truly indispensable guarantor of his ! regime as well as
the most powerful, influential, and competent official institution
in Cuba. Top FAR generals, led by Raul Castro, the longtime defense
minister, will play crucial roles in all conceivable succession
scenarios.
The generals
will either dominate a praetorian successor regime after Fidel Castro
dies or is incapacitated, or, like the militaries in the former
communist countries of Eastern Europe, be the willing accomplices
in the demise of Marxism. The critical variable will be the degree
to which institutional unity military command and control
is preserved as the transition unfolds.
With Fidel Castros
encouragement, in recent years, top officers have been conspicuously
preparing to manage the transition after his death. At least initially,
they will likely have the support of most among the countrys
official elites and will carry over into the new regime a number
of civilians now in top Communist Party and government posts.
The latter will
h! elp to enhance a praetorian governments domestic and international
legitimacy, and some of the civilians will exercise considerable
influence, especially in economic and financial matters. However,
leaders of no other institution, including the party, various state
and government entities, or the mass organizations, could rival
the military commanders or impose policies that a united and disciplined
uniformed leadership opposed. A number of factors account for the
militarys preeminence.
The Ministry
of the Revolutionary Armed Forces (Ministerio de las Fuerzas Armadas
Revolucionarias MINFAR) began to function as the regimes
most reliable vanguard organization at least five years before the
Communist Party was created in 1965.
About two-thirds
of the members of the partys original Central Committee were
military officers or veterans of the guerrilla struggle. Today,
Raul Castro and five other generals serve on the 23 member Politburo.
Unlike in most other communist countries, the party grew out of
the armed forces and has never rivaled it in influ! ence.
Since 1989,
when the police, intelligence, and security services of the Ministry
of Interior (Ministerio del Interior MININT) came under FAR
control, it has held an absolute monopoly of coercive force on the
island. With an estimated 50,000 to 60,000 regular military personnel,
thousands more in MININT, and an array of other reserve, auxiliary,
and militia forces, the number of Cubans who don uniforms totals
well over 2 million.
Civilians and
uniformed personnel alike historically have been proud of the countrys
record of defensive and offensive military victories, beginning
at the Bay of Pigs in 1961 and extending into the late 1980s on
distant Third World battlefields. A substantial percentage of the
population has performed military service.
The FAR is more
representative of the populace than any other major national institution.
For more than four decades it has been the favorite vehicle of poor
and rural youths for achieving upward mobility. A number of senior
officers are known to have risen from humble origins and, traditionally,
most lived modestly with close ties to the people.
Unlike any other
institution on the island, the armed forces have operated for over
four decades with a high degree of continuity, fraternity, and institutional
integrity. There have been few purges, defections, or internal upheavals
like those that have frequently undermined civilian institutions.
Since the mid-1990s,
the FAR has been tasked by Fidel Castro with managing critical sectors
of the economy, and as a result, its influence over broad areas
of policy has grown dramatically. One knowledgeable source, a former
Cuban intelligence and foreign affairs official, has emphasized
that it exercises overwhelming centrality in every single
area of policymaking.
Similarly, a
former Soviet official familiar with the FAR observed in the mid-1990s
that it had continued after the demise of the Soviet Union to enjoy
a special status in Cuba.
He said that
the armed forces were still perceived by the majority of Cubans
as the defenders of national interests and a pillar of stability.
Historically, it is true that no other major government organization
enjoyed the respect that the FAR accrued with the Cuban people.
However, fundamental changes in its missions, structure, and operations
in recent years appear to have undermined its previously positive
image.
In the past,
the FAR was the public institution least sullied by corruption and
venality, the one most co! mmitted to advancement by merit alone,
and also the best managed large organization on the island. Yet,
for many Cubans intellectuals, the growing dissident community,
other nonconformists, and apolitical youths respect for the
armed forces is tinged with genuine fear based on the universally
understood reality that Fidel Castro considers the military his
ultimate defense against any opposition or enemies, including Cuban
civilians.
Fears that military
power might be deployed violently to suppress regime opponents were
heightened during the summer of 1994. That August, following major
outbreaks of anti-regime rioting in Havana in which one or two policeman
were killed and a number of others injured, the government publicly
threatened to use whatever force was necessary to maintain order.
Raul Castro was quoted widely in the Cuban media war! ning the
revolutions enemies not to miscalculate.
He said, We have more than enough cannons and other things
to defend this land.
If his remarks
were not specifically directed at Cuban dissidents, his intent was
clarified a few days later. In a broadcast speech at the funeral
of a policeman, Ulises Rosales del Toro, then the FAR chief of staff,
said, We warn (the) internal fifth column... we will act with
firmness.
Ministry of
Interior uniformed and undercover forces were deployed in large
numbers in the Havana neighborhoods where the rioting had occurred,
and for the first time in the history of Castros revolution,
his regular armed forces were directly linked in the publics
eye with the feared security services and the possibility of brutal
repression.
KEY CHARACTERISTICS OF THE FAR
The FAR has
always been the most important institution in revolutionary Cuba.
It was forged out of Fidel Castros victorious guerrilla force
and many of its top officers are veterans of that struggle. They,
and the common foot soldiers as well, have been upheld as heroic
embodiments of the revolutions most glorified feats, the civic-soldiers
who are Cubas bearers of revolutionary tradition and
ideology.
From the earliest
days of Castros regime, civil-military relations have therefore
been ore seamless than in any of the other Latin American countries.
Unlike early all of them, in Cuba for more than 43 years, there
has never been even a hint of military coup plotting or conspiracy
against Castro, who as always managed to portray himself simultaneously
as both a civilian and military leader.
Similarly, the
FAR differs in critical respects from the militaries in he former
communist countries of Eastern Europe. Most of them were feared
and distrusted by the populace and often by the civilian Communist
Party leadership as well. One expert in communist systems has observed
that the popular legitimacy of those armed forces was limited
at best, and they were daily reminded that that they
were not completely trusted.
Popular perceptions
were also shaped by the reality that those dependent militaries
were the pawns of Soviet policy and strategy. In contrast, during
the approximately 30 years that the FAR received massive Soviet
material support, its commanders retained complete operational and
internal autonomy. Cuba was never a participant in the Warsaw
Pact nor strategically
subordinated to the General Staff of the Soviet military. The Eastern
European forces, in contrast, did not have strategic planning departments,
and after communism, they were poorly prepared to carry out independent
defense planning or even to devise their own budgets.
In Cuba, in
contrast, the Castro brothers alone have planned and executed military
strategy and tactics without outside interference. Perhaps most
importantly, unlike some of the Eastern European militaries, the
FAR has never been deployed to suppress civilian protesters. Even
in Poland, where the army was the most popular institution after
the collapse of communism with approval ratings in excess
of 75 percent Poles remembered how it had been used by communist
rulers and their masters in the Kremlin to suppress civilians violently.
The Romanian
military, the only one to join in revolt against a communist regime,
acquired new legitimacy and popularity as a result.
Because they
enjoyed popular support, the Polish and Romanian armed forces were
politically influential in the years immediately following the collapse
of communism, whereas the militaries elsewhere in Eastern Europe
were not.
MILITARY COMMAND AND CONTROL: KEY TRANSITION VARIABLE
The FARs
continued preeminence after Fidel Castros demise will be contingent,
however, on the ability of its commanders to maintain unity and
discipline in a rapidly evolving and possibly volatile situation.
Therefore, the
single most critical transition variable, regardless of the specific
circumstances associated with Fidel Castros departure, will
be the cohesion and reliability of military command and control.
Institutional
integrity, in turn, will be determined by the professionalism, popular
support, discipline, morale, and singularity of purpose among uniformed
personnel as well as by the leadership and political skills of its
ranking officers. As long as top officers retain a strong sense
of corporate identity, and the chain of command is not seriously
disrupted, the military will remain the dominant institution in
Cuba after Fidel Castro. There are many reasons to believe that
military cohesiveness has been substantially degraded in recent
years, however.
Its unity is
known to have been put under severe stress only twice in the past.
In each instance, the Castro brothers were able to preserve command
and control along with their own authority. During the late 1959
trial of popular troop commander Huber Matos, and 30 years later
when highly decorated general Arnaldo Ochoa (with others) was tried
and executed, the Castro brothers acted decisively to root out looming
political challenges to their authority. In both instances, command
and control was preserved even as new animosities in the officer
corps and elsewhere among governing elites were provoked. Lingering
tensions dating from the Ochoa affair probably still affect morale
and professionalism. Over he last decade or so, other serious, and
likely worsening, fault lines (discussed below) probably also have
been un! dermining institutional integrity.
Furthermore,
either of the following two transition scenarios would likely impact
calamitously on the FAR. If either were to occur, the chances of
widespread instability on the island would greatly increase and
possibly lead to the collapse of the communist regime.
POPULAR UPHEAVAL
In the event
that regime-threatening popular violence broke out, many observers
of the FAR believe that at least some top commanders like
their counterparts in the Eastern European militaries as the communist
regimes there were collapsing would refuse to use lethal
force to restore order.
Recalcitrant
officers would therefore become willing accomplices in the possible
extinction of Fidel Castros revolution. His military is not
known ever to have opened fire on unarmed civilians, and with the
probable exception of some special units, notably Castros
High Command Reserve, personnel apparently have not been trained
to do so.
Most among both
the small number of FAR and intelligence officers who have defected
and the scholars who have studied the military believe the institution
would begin to rupture if regular troops were ordered to use lethal
force on a large scale against civilians. One result could be conflict
among rival military units and their commanders, and in the worst
case, widespread violence provoking calls for an international intervention
or peacekeeping mission on the island. Th! e former Cuban intelligence
and foreign affairs officer cited above, who is familiar with top
military officers, believes that a policy of all-out repression
would be...the breaking point of internal unity, cohesion, and stability,
leading directly to civil war.
RAÚL CASTRO DIES BEFORE HIS BROTHER
A second development
one that is currently impossible to predict could
also pit top officers against each other. Raul Castro serves concurrently
as Cubas only four star general, Minister of the Revolutionary
Armed Forces, First Vice President of the Council of State, and
Second Secretary of the Communist Party. At 71 years of age, he
is widely believed to drink excessively and is rumored to suffer
from serious health problems. If he were to predecease his brother,
all three of the countrys most critical lines of succession
would be thrown open simultaneously.
The ailing and
(as of mid August 2002) 76-year-old Fidel Castro alone would decide
how to fill the vacancies. He would be under enormous pressure,
however, because he has never considered any successor ! other than
his brother. It is unlikely he would choose the same person to serve
as defense minister and also to be next in line in the party and
government successions. Rivals anxious to move up in these lines
of succession would contend for his favor and probably clash with
each other. Castro could, of course, let one or both of the party
and government positions remain vacant, leaving the civilian succession
unresolved, but he would need to choose a new defense minister promptly
in order to preserve a clear military line of command. That would
not be an easy decision either. Raul Castro has no obvious successor
among the two star (Division) and three star (Corps) generals, so
the choice of the next defense minister would probably be divisive.
A foreign observer
who interviewed officials on the island in the mid-1990s about the
military found no unanimity as to who is the most outstanding
general.
Corps General
Abelardo Colome Ibarra is the longest serving three star and Raul
Castros closest associate since the late 1950s.
He has been
Minister of Interior since 1989, but his critics believe the tough
and taciturn Colome, while perfectly suited to his present position,
would be lacking in the public and political skills necessary to
manage the military or command the transition in the absence of
the Castro brothers.
The promotions
of five other generals to three star rank were announced in early
2001: Julio Casas Regueiro, MI! NFAR First Vice Minister; Alvaro
Lopez Miera, Chief of Staff; and the commanders of the three regional
armies. Two others are variously reported to hold three star rank
as well: Ulises Rosales del Toro, former Chief of Staff and now
in charge of the sugar industry; and Rigoberto Garcia Fernandez,
head of the Youth Labor Army.
Little is known
about these men, and it is thus impossible to estimate which of
them might be the most likely to succeed Raul Castro. (Likely tensions
and divisions among them are discussed below.) If the younger Castro
were to die before his brother, transition planning in all likelihood
would become chaotic, all the more so if Fidel Castros health
and vitality were even further ! impaired at that time.
THE MOST
LIKELY SUCCESSION SCENARIO
The seemingly
most likely transition scenario, however, is that Raul Castro will
follow his brother in an orderly dynastic succession with the support
of a united military chain of command. With Fidel Castros
encouragemen! t, his brother and senior officers long close to him
have been preparing themselves to govern in their own right. The
younger Castros claim to the succession is a strong one, even
when considered independent of the militarys hold on the monopoly
of coercive power on the island. His position as heir is based on
two broad types of legitimacy that can be described as bestowed
and earned. Both have been enhanced since the mid-1970s.
Raul Castros
bestowed legitimacy derives entirely from his brothers repeated
pronouncements about the succession over the years. He was first
designated as next in line in January 1959, only weeks after the
guerrilla victory, and he has been the sole focus of transition
planning ever since. His place in the succession has been reiterated
repeatedly during the intervening years and ratified periodically
at Communist Party congresses and top conclaves of state power.
The line of succession is also codified explicitly in Article 94
of Cubas constitution.
No other pretender
has ever been known to challenge Raul Castros place in the
hierarchy or even to be perceived as a potential rival. Additionally,
several prominent leaders believed to have vied with him in the
past over policy or doctrine lost out when they were removed from
their positions by Fidel Castro.
This dynastic
succession by fiat has always invited criticism abroad and covertly
within Cuba as well. Only monarchies and some of the world
most brutal and closed political systems have arranged their successions
this way. From Fidel Castros point of view, though, the advantages
greatly outweigh the disadvantages. With his brother securely behind
him in the line of succession, he has not had to worry about maneuverings
by other pretenders, has been assured the absolute loyalty of his
choice, and can! have the maximum hope possible that his lifes
work will not be totally discarded after his death. During the early
years of the revolution, Raul Castros claim eventually to
exercise power in his own right derived almost entirely from his
brothers mandate. Gradually, by virtue of his own efforts
and accomplishments, the younger Castro has strengthened his stake
in a multitude of ways.
He began to
earn legitimacy in his own right when still in his twenties
as the especially effective commander of his own guerrilla column
in 1958. The following year he began constructing the armed forces
from the rag-tag guerrilla units he and his brother commanded in
which the majority of troops were illiterate.
A number of
his closest collaborators the so-called raulistas were
his subordinates then and have remained close to him personally
and professionally ever since.
His influence
in the Communist Party was greatly strengthened in the mid-1980s
following the Third Communist Party Congress. A number of raulistas
(including his wife, Vilma Espin) were promoted to the Politburo
and Central Committee membership.
Most of them
continue to exercise substantial influence in the party and government
as well as the armed forces, and at least two of Raul Castros
male relatives have risen to high offices. The raulistas power
was further enhanced in the aftermath of the 1989 Ochoa affair when
MININT was placed under military control.
Raul Castros
claims as heir rest squarely on his impressive record as the worlds
longest serving defense minister. With few known exceptions, he
has earned the respect and loyalty of subordinates and is evidently
much more inclined than his brother to delegate authority and maintain
genuinely collaborative working relationships with his senior staff.
Similarly, he
has earned the respect of counterparts with whom he worked closely
in for! mer communist and Third World countries. His plodding style,
usually reticent manner, mastery of military detail, and organizational
and managerial skills have even caused some to refer to him as the
Prussian.
A former Soviet
official who worked closely with Cuban counterparts has described
his iron will and ability to establish and maintain
rigid discipline.
It is consistent
with that image that he is also known for his utter lack of charisma,
minimal ability to relate to the populace, and reputation for ruthlessness.
A survey of more than 1,000 recently arrived Cuban émigrés
conducted in 1998 and 1999 found that Raul Castro was the least
respected among 12 top Cuban leaders named. Only 2 percent of the
respondents cited him as a respected national figure, and he even
ranked 1 percentage point below General Colome, his trusted subordinate
who heads the Ministry of Interior.
Considerable
anecdotal evidence related by travelers to the island and by defectors
and refugees generally confirms this view of the younger Castro.
Nonetheless,
under his command, the FAR has been Cubas most stable and
best managed official institution. It alone has experienced a high
degree of leadership continuity, strong morale, and professionalism.
Through the decades there have only been a few defections of top
officers and no indications of coup plotting, organized unrest,
or junior officer rebellion. The FAR has probably the nearest thing
to a true meritocracy among Cubas revolutionary institutions
and organizations.
Promotions and
assignments in the lower and middle ranks of the officer corps historically
have been overwhelmingly based on competence and achievement rather
than political merits. Although no doubt there are major exceptions
to this rule and in the highest ranks absolute loyalty to
the Castros is essential no other official institution has
been as insulated from Fidel Castros whims and acknowledged
compulsion to micro-manage as the FAR. Raul Castro has been the
only senior official, military or civilian, who has been allowed
a relatively free hand. Thus, the credit for the FARs achievements
is substantially due to his leadership and management skills. His
record is unparalleled by defense chiefs anywhere else in modern
Latin America.
THE EVOLUTION OF MILITARY MISSIONS AND DOCTRINES
Raul Castros
success is also evident in the skill with which he has guided the
FAR through a number of major reorganizations and revisions of operating
doctrine.
Originally structured
almost exclusively as a homeland defense force, the military was
transformed in the 1970s.
Cuban officers,
Raul Castro included, received extended military training in the
Soviet Union, becoming highly proficient in the use of Soviet weapons
systems including MIG fighters, submarines, and all manner of sophisticated
artillery and other ground and air defense equipment. For most of
the 30 years of the Cuban-Soviet relationship Moscow provided the
FAR virtually free of charge nearly all of its equipment,
training, and supplies, worth approximately $1 billion annually.
Long among the most ardently pro-Soviet leaders in the hierarchy,
Raul Castro was also Moscows favorite in Havana.
By the late
1970s, the regular and ready reserve army, navy, and air forces
had expanded to between 197,000 and 210,000 personnel; other reservists
numbered between 175,000 to 200,000.
The Youth Labor
Army, founded in 1973 to function mostly as an agricultural work
force under military command, numbered another 100,000. It continues
operating today with an estimated 50,000 to 70,000 personnel, depending
on the season.
In recent years,
this force has operated over 100 farms, managed citrus groves (more
recently returned to civilian management), and continues to produce
large quantities of food.
By the end of
the 1970s, uniformed FAR personnel in all categories totaled between
472,000 to 510,000. At its peak, it was the largest military force
in Latin America and vastly bigger than those of countries Cubas
size anywhere in the world. Furthermore, man for man during the
1970s and 1980s, it may have been the best and most experienced
fighting force of any small nation, with the single ! exception
of Israel.
During the second
half of the 1970s, military doctrine evolved from a focus on defense
to one that strongly emphasized revolutionary internationalist interventions
in Third World nations. Initially without any direct Soviet support,
Cuba developed a flimsy transcontinental power projection capability,
boldly dispatching tens of thousands of troops to Angola where they
performed decisively in consolidating a revolutionary Marxist regime
in Luanda. A few years later, Fidel Castro persuaded the Kremlin
to join Cuba in a large military intervention in support of the
Marxist revolutionary
leaders of Ethiopia then at war with neighboring Somalia. Again,
the large Cuban expeditionary force played the decisive military
role. During the late 1970s and early 1980s, Cuban military and
security personnel performed strong supporting parts in Nicaragua.
Internationalist advisory missions assisted sympathetic regimes
and revolutionary groups in a score of other Third World countries.
Notable among them was the small West African country of Guinea-Bissau,
a Portuguese colony until 1974, where Cuban commandos fought with
nationalist insurgents until their victory.
Military strategy
once again dramatically changed in 1980. Internationalism was not
abandoned there were major battles in Angola even in the
late 1980s but no significant new interventions took place.
The critical change occurred after Raul Castro was informed by Soviet
General Secretary Andropov that the USSR would not protect
Cuba in the
event of hostilities with the United States. We cannot fight
in Cuba...Are we going to go there and get our face broken?
Raul Castro was told.
Havana responded
in May 1980 by creating a large new defense force, the Territorial
Troop Militia, under the new doctrine of the War of All the
People. Although the impetus for this shift occurred when
Jimmy Carter was still in the White House, Cuban leaders have endeavored
to put the onus for their decision on the Reagan administration.
Raul Castro, for example, incorrectly intimated that the Militia
was created during the most virulent period of the Reagan
administration.
By 1993, the
Militia had grown into an irregular, intermittently trained force
of 2 million.
Under the FARs
command, their mission has been consistent: to provide regular and
reserve FAR units with a huge, nationwide capability to revert to
guerrilla warfare in the event of major military hostilities. They
are meant to provide tactical and logistical support for the
regular military...and to act as a deterrent to potential aggression.
Personnel are
trained and participate in exercises that emphasize guerrilla defense.
A key, and highly costly, element of the War of All the People
strategy was the construction of large, fortified underground tunnel
and bunker complexes. A retired American army general visited one
in 1995. He wrote that almost a quarter of Cubas annual
concrete production and 20,000 man-years of effort were being poured
into holes in the ground.
This emphasis
on military self-sufficiency, personal sacrifice, and mass mobilization
to form large, irregular defensive forces has remained the countrys
core defense doctrine in the years since the demise of the Soviet
Union.
THE FAR AND ENTERPRISE PERFECTION
Worsening relations
with the USSR also caused Raul Castro to introduce new, Western-inspired
management and accounting techniques in Cubas numerous military
enterprises. In the mid-1980s, the so-called System of Enterprise
Perfection (Sistema de Perfeccionamiento Empresarial SPE)
superseded a planning and control system that had been in use since
being introduced under Soviet pressure in the 1970s. By 1986, however,
when Mikhail Gorbachev was in his second year in office, the old
system was nothing but a corpse, according to a knowledgeable
source who was then a Cuban government official.
Its replacement,
the SPE, had three main objectives:
1) to promote
greater self-sufficiency in the FAR and reduce its dependency on
the USSR;
2) to increase
efficiency and productivity in military factories producing uniforms,
small arms, and consumer goods (the Union of Military Enterprises
[Union de Empresas Militares UEM]); and
3) to provide a model that could be adopted elsewhere in the economy.
A large military
factory was the SPEs pilot project and a team of senior officers
close to Raul Castro led by then Division General Julio Casas
Regueiro was put in charge of the new effort. More than 230
military factories and enterprises were later incorporated into
the SPE system.
Large numbers
of officers received training abroad, enterprises adopted new accounting
procedures, decentralization and greater competitiveness were encouraged,
and some factories were downsized.
Cuban officials
emphasized at the time that SPE was not the first step toward a
capitalist economy but a management method intended
to make state enterprises more efficient and productive.
The SPE was
not the first time the Castro regime assigned the military a central
and exemplary role in economic production. For a decade beginning
in the early 1960s, and continuing through the 1970 effort to produce
10 million tons of sugar, FAR personnel had been deployed on a large
scale to assist in agricultural labor. Soldiers played a vanguard
role in the spirit of the civic-soldier with both civilian
and military responsibilities. The FAR was subsequently largely
withdrawn from those missions, and as the SPE replaced the older
Soviet-imposed system, internal FAR dynamics became vastly more
complicated. The venerated civic-soldier now had a new companion:
the technocrat soldier.
Trained in capitalist
business methods in Europe and Latin America to squeeze greater
productivity and efficiencies out of the economy, their commitments
to the egalitarian social priorities of the revolution have no doubt
been compromised. Both the SPE and the Territorial Troop Militia
initiatives helped to soften the blow when the Soviet bloc collapsed
and the FARs budget was slashed by nearly half.
Neither provided
any real insulation from the sudden loss of subsidies, but they
probably helped to uphold military unity and bolster a spirit of
nationalist separatism during the menacing years of the Gorbachev
era. Fidel Castro never had any doubts that glasnost and perestroika
would undermine the stability of the Soviet Union and its Marxist
allies. It may have been critical for Cuba that as tensions with
Moscow soared, FAR officers had already been persuaded that Castros
assertions of greater independence from the Soviet Union were appropriate.
By the mid-1980s, if not earlier, even Raul Castro had become disenchanted
with the Soviets.
Not surprisingly,
yet another major reorganization and adaptation of FAR missions
was required after 1990 when nearly all Soviet personnel were withdrawn.
Cubas internationalist mission was all but abandoned, its
end marked by the negotiated withdrawal of Cuban troops from Angola
in 1991. Under the war-footing of the Special Period in Peacetime,
military budgets, equipment, and manpower had to be radically reduced.
By 1996, core FAR personnel had been cut by about 100,000, and troop
strength has declined further since. Most military capabilities,
especially air and naval, were seriously degraded. The retired American
army general who visited Cuba in 1995 observed, for example, that
it is doubtful that more than 20 percent of Cubas 150
combat aircraft were operational.
He was nevertheless
impressed with the high morale of the military personnel he met,
although he emphasizes that he observed no combat units.
THE FARS PRAETORIAN ENTERPRISES
Already disenthralled
with the Soviet Union, Raul Castro appears to have been traumatized
following the collapse of the Eastern European communist regimes
and the events in Beijings Tiananmen Square in 1989. Those
transforming developments provided only deplorable precedents for
Cuba and the FAR. They were, in the view of Raul Castro and his
generals, experiences that at all costs must be avoided. In Eastern
Europe, the militaries did nothing to save the communist regimes,
and in Romania, the armed forces actually helped topple the government.
The opposite extreme was arguably no better, however. The brutal
role Chinas Peoples Liberation Army (PLA) played when
it slaughtered large numbers of civilian, pro-democracy protesters
was anathema to the traditions and doctrines infused in Cubas
military commanders. Fro! m the perspective of some at least, the
bloody Chinese model must never be duplicated in Cuba, not even
if the survival of the regime was at stake.
The events of
Tiananmen Square, therefore, became a haunting ghost for each
and every debate within the Cuban political class.
Raul Castro
reportedly believed any such crisis should be averted by assuaging
discontent through improved economic performance.
He reportedly
stated privately that he would not be responsible for bringing
the tanks into the streets and instead was determined to find
peaceful ways for the military to strengthen and secure the revolution
during its worsening crisis.
He wanted the
FAR to assume a larger role in the economy by providing most of
the sustenance of its own personnel and also by earning desperately
needed hard currency for the regime. Dogmatists in the leadership
apparently took a hard line position, and at first Fidel Castro
either supported them or remained neutral in the ongoing debate.
As the issue festered, acute tensions and severe clashes occurred
between the Castro brothers, according to at least two sources.
Raul Castros
worst fears were soon realized. As the economy plunged between 35
and 50 percent follo! wing the dissolution of the USSR, the worst
civil unrest in the history of Castros government erupted.
Severe rioting broke out, first in the Havana suburb of Cojimar
in July 1993, a few months later in the town of Regla, and finally
in downtown Havana in August 1994. These little Tiananmen
caused Fidel Castro to side with his brother in the debate over
how to deal with soaring popular unrest. Castro had personally surveyed
the riot scene in Havana and tried to calm the protesters as police
and security forces used non-lethal means to contain the outburst.
Then, he granted his brother and the FAR considerable authority
to begin extending the SPE experiments beyond the militarys
own industries.
Western management
and free market concepts had been the core elements of the SPE,
but, by the early 1990s, Raul Castro was reportedly even more attracted
to Chinese models. In particular, it was the PLAs success
in starting and running its own large for-profit enterprises that
he ! believed would also work well in Cuba. In the end, that was
acceptable to Fidel Castro, although he remains adamantly opposed
to almost everything else in the freewheeling, dynamically entrepreneurial
Chinese economic model. Despite the grave risks to military unity
and professionalism these new responsibilities posed, Castro let
the FAR take them on.
He realized
that by granting officers access to higher incomes and living standards,
they would be more likely to remain loyal to him and, later, to
have a bigger stake in his brothers regime.
Unlike civilian
officials, officers are subject to the rigors of military discipline,
bureaucratically must answer to the high command, and have demonstrated
their loyalty through years of service and often hardship.
Retired and
retiring officers can be provided with well paying sinecures that
help assure their loyalty to the regime while possibly also reducing
the costs of government pension payments.
Castro feared
that, if managed by civilians, even limited decentralizing reforms
would quickly exceed his ability to control them while also arousing
popular expectations for greater change.
He is loath
to permit civilian officials to lead economic reform efforts because
they could emerge as focal points for popular and even organized
opposition to his regime, and later as rivals to his brother in
the succession.
Raulista officers
could better be depended on to eschew capitalist values and temptations
even as they adapted some market mechanisms in management.
They would be
less likely, he thought, to succumb to corruption or to defect.
At the Fifth
Congress of the Communist Party in October 1997, the SPE was sanctified
for adoption by the military throughout the economy. Within two
years, approximately 900 enterprises (close to 30 percent of the
national total) are said to have been implementing SPE programs.
Trusted FAR
officers now reportedly manage the lions share
of the economy.
More than 230
factories and firms are included in the Union of Military Enterprises.
The sugar industry,
historically the principal source of foreign exchange, was turned
over to one of Raul Castros closest confidantes. General Ulises
Rosales del Toro, former FAR chief of staff and longtime Politburo
member, was named sugar czar in 1997 as Minister of the Sugar Industry.
He is perhaps the highest ranking and most prestigious of the many
officers who have studied large private enterprise management in
Europe.
Other ministries
Transport and Ports and Information, Technology, and Communications;
both critical for economic performance are commanded by top
officers.
The Gaviota
group of enterprises has grown into a large, vertically integrated
tourism conglomerate that runs hotels, small airlines, helicopter
services, tourist shops, and car rental agencies among other businesses.
Together, they are said to earn about a quarter of Cubas tourism
income.
Gaviota is run
by General Luis Perez Rispide, formerly head of the UEM military-industrial
complex.
Another military-run
enterprise, CUBANACAN, operates at least 10 other tourist-oriented
activities.
Two star general
and party Central Committee member Rogelio Acevedo is in charge
of civil aviation.
A colonel runs
Habaneros, S.A., the enterprise responsible for international marketing
of cigars and other tobacco products.
Active or retired
officers also manage a bank, the National Institute of State Reserves,
the state electronics monopoly, export-processing zones, an entity
that grants land concessions and leases, and other key sectors of
the economy. As colonels and generals took over the leadership of
these diverse activities, it became clear that yet a third type
of officer had emerged: the entrepreneur-soldier.
Unlike the classic
civic-soldier and the SPE spawned technocrat-soldier
who applied Western management techniques in military enterprises,
entrepreneurial soldiers are involved in for-profit activities that
earn hard currency for the regime. They wor! k in privately run
state-owned corporations, mixed enterprises, and new ventures that
do business with foreign investors and deal with the capitalist
world.
Reliable data
about these officers and the praetorian enterprises they run have
not been made available by the Cuban government. One academic study,
citing Cuban media reports, indicates that these enterprises account
for 89 percent of exports, 59 percent of tourism revenues,
percent of productive service income, 60 percent of hard currency
wholesale transactions, 66 percent of hard currency retail sales,
and employ 20 percent of state workers.
It is not clear
if these figures include the agricultural work of the Youth Labor
Army and of regular troops also put to work! in the fields, but
whatever the precise figures, there is no doubt that the FAR generates
a substantial and apparently growing portion of national economic
output.
Raul Castros
deputy, MINFAR First Vice Minister (Corps General and Politburo
member) Julio Casas Regueiro heads the large Business Administration
Group (Grupo de Administración Empresarial GAESA),
which has overall responsibility for these activities. Major Luis
Alberto Rodriguez, a son-in-law of Raul Castro is its executive
director.
They lead a
staff of officers, many apparently trained in Europe and Latin America,
but if Casas himself studied Western management methods abroad,
there is no evidence of it. In any even! t, his selection to oversee
these programs seems to be related more to his political credentials
than his management qualifications. He was 22 years old when he
joined Raul Castros guerrilla force in 1958, and he has been
a close associate and one of the regimes most powerful raulistas
for decades.
Like Raul Castro
and nearly all of the young men who joined him at that stage, he
has been in uniform for more than 43 years. He has had extensive
experience as a staff officer, including service beginning in 1969
as a FAR vice minister of defense and as head of the air and air
defense forces. He makes few public appearances and rarely is known
to meet with foreign visitors in Cuba. Clearly, he enjoys the absolute
trust of his mentor, but he apparently is not widely admired, even
in the military.
Scarcely any
reliable information or analysis about the praetorian enterprises
is available. Little is known about how they oper! ate, how qualified
and successful officers may really be as managers and technocrats,
how they are rewarded for their efforts, or to what extent genuinely
free market principles are in effect. Reliable data concerning the
number of personnel civilian as well as military trained
in democratic, free market countries are unavailable. Even rough
estimates of the number of active and retired military personnel
involved with the enterprises cannot be found. Are middle and junior
officers also given access to the perquisites of enterprise management?
What criteria are used in granting sinecures to retired and retiring
officers? What kinds of political and loyalty tests are required
to get such assignments? Are they permanent sinecures, or are officers
regularly rotated in and out of management positions based on their
abilities and accomplishments? Are poor performers fired?
Furthermore,
it is not clear to what extent officers collaborate with civilian
technocrats who have responsibilities in finance, management, and
production. All of this, of course, is in keeping with the secrecy
that has always surrounded nearly everything to do with the military.
That secrecy hardly suggests, however, that a new economic model
is evolving toward genuine free market entrepreneurship or meritocratic
competition.
PRAETORIAN ENTERPRISES AND TRANSITION DYNAMICS
One knowledgeable
source frequently quoted here is more optimistic. He asserts that
praetorian enterprise management bears no resemblance to the FARs
militarized command economy approach of the 1960s or
to Prussian-style management.
He also contends
that the new military entrepreneurs are accomplishing transparent
accountability while meeting the demands of markets
and clients. The evidence for such an assessment is thin,
however. In fact, the praetorian enterprises appear more than anything
to function as protected monopolies granted to regime favorites
for political as well as economic purposes. Loyal raulistas alone,
it seems, are sufficiently trusted by the
Castros to get
access to entrepreneurial activities dependent on foreign capital.
The regime no doubt accepts as part of the bargain that most of
these officers will engage at least in low level, inconspicuous
forms of malfeasance to improve their own standards of living. Perhaps
there is even an understanding of sorts that they may sequester
nest eggs as personal insurance against the uncertainties of the
post-Castro era. Such a Faustian bargain by the regime may provide
important benefits in the short term, but over time, it will probably
undermine unity and professionalism in the military and therefore
cloud the prospects for a bloodless transition.
In fact, scattered
evidence indicates that the praetorian enterprises are breeding
grounds for corruption. General Casas Regueiro, the first vice minister
of ! defense in charge of these activities, is widely rumored to
be corrupt himself. One source has noted that he is suspected of
large scale corruption and is perceived in Cuba as despotic.
Another asserts
that his is the most obvious case of blatant corruption within
the military.
So far, this
66-year-old intimate ally of Raul Castro has enjoyed immunity. Other
top officers have not. General Tomás Benítez, the
former head of Gaviota, was fired for receiving commissions
from foreign clients, and two colonels the minister
and vice minister of domestic trade were deposed in 1995
for financial fraud.
The regime has
not chosen to elevate any of these irregularities into notorious
public causes such as the Ochoa prose! cution or to use them to
launch publicized crusades against corruption in the military. To
do either might well upset the delicate balance between how much
corruption is acceptable and what kind of behavior is not.
In addition,
there is no clear evidence that military managers have succeeded
in bringing significant new efficiencies or productivity into troubled
sectors of the economy. Raul Castro admitted in May 2001 that the
process of enterprise improvement in the FAR had not advanced with
the dynamism hoped for.
The critical
sugar sector, for example, has continued to languish under the management
of General Rosales del Toro, one of the FARs most respected
officers and perhaps the leading exemplar of the new entrepreneur-soldier.
Since he became czar, sugar harvests have consistently remained
among the smallest in modern times.
This year, General
Rosales finally announced that he would close a number of sugar
mills throwing many workers into unemployment and
greatly reduce sugar cane lands in order to ! promote greater efficiency
and alternative development. That decision came belatedly, however,
probably because he had great difficulty persuading Fidel Castro
and other hard-line leaders that such harsh capitalist-style cost-cutting
could be justified. Enterprise managers in other sectors probably
face similar constraints in trying to introduce free market type
efficiencies in Cubas command economy, although there is really
no evidence that others are energetically endeavoring to do so.
On balance,
therefore, the politically safe decision to put trusted raulista
officers in charge of for-profit enterprises may make little economic
sense. Career military men, many with combat decorations and limited
previous contact with civilian professionals, cannot be expected
easily to transcend the rigidities and biases of their bureaucratic
culture.
It seems that
this would be especially true in Cuba because of Fidel Castros
wel! l-known aversion to any economic decentralization or political
decompression that might resemble the hated glasnost and perestroika
he believes destroyed the Soviet Union.
Therefore, most
officers including those close to Raul Castro and trained abroad
will be wary of running afoul of Fidel Castro. They remember all
too well the fate of General Ochoa. In the end, moreover, they understand
that as long as Castro remains in charge, they must operate in a
regimented, centrally controlled economy where real innovation is
carried forth only at considerable risk. They know too, that in
the extreme, even Raul Castro could not protect them again! st his
brothers wrath. The contradictions and dangers for them individually,
and for the professionalism of the FAR, are therefore daunting and
probably steadily increasing as well. If officers in charge of praetorian
enterprises fail to generate significant economic gains, or if they
somehow overstep the shifting limits of what is permissible, they
can be held accountable.
Conversely,
if they are too obviously successful or appear to be living too
extravagantly they may antagonize Fidel Castro. They would also
invite a backlash from military colleagues and civilians who do
not have similar access to large-scale hard currency dealings. Already
disturbed civilian bureaucrats and other professionals, many of
whom probably believe hey could run enterprises more productively
and efficiently, will be even more alienated from the FAR.
Finally, and
of great importance for the transition, the praetorian enterprises
probably are breeding bitter new divisions within the FAR i! tself.
Raulista officers, who increasingly constitute a privileged new
class in Cuba, may be increasingly despised by less political, more
traditional, and professional officers, especially those with important
troop commands. The unity, discipline, and professionalism of the
FAR appear therefore to be increasingly at risk.
HOW FAULT LINES IN THE FAR COULD IMPACT THE TRANSITION
Uncorrected,
these and a number of other potentially destabilizing fault lines
in the FAR will progressively erode institutional integrity and
therefore the prospects for a peaceful transition. From its inception,
the military has a! ppeared to be a monolithic organization, but
in reality, at least four major types of cross-cutting fissures
appear to be weakening command and control and fractionalizing groups
of officers both vertically and horizontally.
Most of the
divisions have developed since 1989 and the crises of international
communism. They will likely open wider during the post Fidel Castro
transition.
THE OCHOA AFFAIR
Two star general
Arnaldo Ochoa was one of the most decorated, popular, and respected
officers the FAR has ever produced. In the late 1950s, he joined
Fidel Castros guerrilla forces as a teenager and was then
involved in nearly every important military campaign until his execution
in the summer of 1989. He was charged with drug trafficking.
However, the
consensus among scholars today is that the Castro brothers concluded
he posed a grave political threat to their political hegemony because
he was attracted to the liberalizing reforms then sweeping the communist
nations. It was no coincidence that his public indictment in
a speech by Raul Castro occurred just days after the slaughter in
Tiananmen Square and as Eastern European communist regimes were
beginning to hemorrhage. Raul Castro accused him of disloyalty and
of contemplating defection, but the drug trafficking allegations
were not added until later. In reality, Ochoa had probably emerged
as the most influential and highest ranking admirer of Gorbachevs
reforms in the Soviet Union. The Castro brothers feared a perestroika
generation was forming in the FAR.
Ochoas
protracted trial and sentencing were brutal warnings to any others
who might be tempted to question the Castros authority. His
execution, along with a few others, was approved by a military ho!
nors tribunal of more than 40 ranking generals in effect
implicating all of them in his fate. Several defectors who subsequently
left Cuba, including mid-ranking FAR officers, have observed that
they were unalterably alienated from the regime because of its Machiavellian
treatment of the general.
Many others
still in active duty undoubtedly share those feelings. These antagonisms
could erupt during the transition with admirers of Ochoa seeking
revenge on those officers they blame for most flagrantly betraying
him. Raul Castro would be a likely target. His alternatively inept
and ruthless handling of the crisis may have cemented the opposition
of still powerful officers who are only waiting for their chance
to get even once Fidel Castro is gone. Raul Castro also used the
Ochoa affair to purge the entire Ministry of Interior leadership
and convert it into a branch of the MINFAR.
General Colome
was appointed minister as perhaps hundreds of career officials were
dismissed. Some foreign observers have concluded that in the dozen
years since Ochoas execution, the destabilizing tensions it
provoked have abated as members of the perestroika generation
recognized that Gorbachevs reforms in the end only brought
calamity.
Others believe
the grafting of MININTs internal security and police functions
onto the military presage potentially deadly consequences
for the regime.
In a number
of the Eastern European transitions, the interior ministries were
the first institutions of the communist past to be reformed or disbanded,
usually under intense popular pressures. Thus, Raul Castros
decision in 1989 to link MINFAR and MININT could put both of their
futures in doubt.
GENERATIONAL STRESSES
Little is known
outside of Cuba about the internal workings of the FAR and the attitudes
of its personnel. Information about promotions, reassignments, and
retirements of ranking officers is rarely revealed in the Cuban
media. Official web sites provide only supe! rficial data about
personnel matters. Nonetheless, there are good reasons to surmise
that generational tensions have worsened over the last dozen years.
The recent promotion of Alvaro Lopez Miera believed to be
in his mid to late fifties to three star rank and to serve
as chief of staff perhaps reflected Raul Castros recognition
that trusted younger officers needed to be advanced. At least one
knowledgeable source indicates, in addition, that a number of relatively
young colonels have been promoted to one star rank.
Yet, many top
officers, including nearly all the ranking generals, are men well
beyond the retirement ages common in other countries. Corps General
Rigoberto Garcia, head of the Youth Labor Army, is in his mid-seventies.
Sugar czar Rosales del Toro, Julio Casas, Abelardo Colome, and the
commanders of the three regional armies ! range in age from 61 to
66. The latter four have been in the same positions since 1989 or
1990.
All are stalwarts
of the revolutionary generation forged in the guerrilla campaigns
of the late 1950s. Many others of their generation also hold high
ranks and offices where they have blocked the progression of younger
officers. Following their defections, several younger officers have
described the many sources of their alienation, including the FARs
humiliating new agricultural missions, a top-heavy command structure,
the lack of promotion headroom and interesting assignments, the
radical downsizing of the armed forces, and worsening corruption
in the institution. Younger officers could emerge as a powerful
political wild card once the transition begins, just as they did
in several Eastern European countries. Young Turk dissatisfaction
with the pace of reforms in those countries led to the spontaneous
rise of organizations, usually m! ade up of junior officers, that
aimed to act as pressure groups in favor of faster reforms.
Such organizations
in Poland, Czechoslovakia, Romania, Hungary, and Bulgaria pursued
reform agendas and in the process undermined military cohesion.
They had different trajectories and degrees of influence, but their
emergence pointed to problems of cohesion and indicate(d)
deep division between the junior and more senior officers.
In Bulgaria,
for example, after considerable opposition, the military high command
approved the creation of an independent officers organization
the Rakovski Officers Legion made up largely of younger officers.
In Romania,
a large number of junior and mid-level...officers demanded
a purge of most of the countrys senior military officers.
These last two experiences could easily be repeated in Cuba after
Fidel Castros demise.
SENIOR OFFICER RIVALRIES AND TENSIONS
The apparent
unity and fraternity in the top ranks of the officer corps In all
likelihood is an illusion that conceals deep and growing divisions.
There is almost
no empirical evidence regarding their attitudes and aspirations
for Cuba after Fidel Castro, but his infirmities and the regimes
undisguised transition planning have surely caused them to ponder
their fates and Cubas. Inevitably, they have differing views
and priorities that have been shaped by their experiences, especially
during the institutional tumult of the last dozen years, and these
will reduce their ability to work together during the transition.
Certainly there are many personal animosities, festering for years,
that could erupt during the transition, ! and, based on an inductive
analysis of the FAR, it is reasonable to speculate that intense
group rivalries and animosities have also arisen.
Traditional
troop commanders have probably been alienated progressively from
raulista staff officers (including the praetorian enterprise managers).
One academic specialist cites anecdotal evidence to conclude that
there is much rancor, suspicion, and jealousy between MINFAR
bureaucrats (raulistas) and commanders in the field.
He argues that
the three regional army commanders all corps generals
owe their allegiance mainly to Fidel Castro rather than his brother.
By dint of the large numbers of troops and weapons at their disposal,
Leopoldo Cintra Frias (Western Army), Joaquin Quinta Solas (Central
Army), and Ramon Espinosa Martin (Eastern Army) wield the greatest
raw power. In their posts since the 1989-90 period, they are n!
ot believed to have studied management abroad, to be involved in
directing industries or enterprises, or to have ready access to
dollar accounts. They, their staff officers, and many others under
their command probably hold more traditional views about the role
of the FAR while deeply resenting the raulista technocrats and dollarized
entrepreneurs. These troop commanders, especially Cintra Frias,
who is based in the Havana area, would have sufficient raw power
at their disposal to make demands during the transition that even
Raul Castro would have difficulty resisting.
EROSION OF PROFESSIONALISM
A variety of
other developments have been eroding the traditional professionalism
of the FAR since 1989. An astute Russian observer commented in 1995
that Russian experts in general have a high regard for the
dedication and professionalism of the...officer corps and military
leadership, but he added that a minority view held that, as
a result of its new economic roles, the military may be on
their way to moral degradation. All the evidence since then
suggests the latter has been the principal trend. The praetorian
enterprises have become breedi! ng grounds for corruption that inevitably
undermines military unity and professionalism.
An academic
expert noted recently, for example, that selected managers in the
enterprises have access to dollar accounts, make high salaries,
and receive perks.
Others have
noted that large tracts of agricultural lands have been turned over
to military personnel who apparently operate as virtual homesteaders.
In addition, the frequent changes of military missions and operating
doctrine since 1980 have certainly affected morale and discipline.
Most damaging no doubt have been the changes since the collapse
of the USSR, as budgets, manpower, readiness, and capabilities have
sharply deteriorated and troops have been put to work in the fields.
Finally, FAR professionalism traditionally was characterized by
a closeness to the civilian population that was reciprocated with
strong respect and admiration for military personnel. In this regard,
civil-military relations in Cuba diffe! red from those in nearly
all of the Eastern European communist countries, where the armed
forces enjoyed little if any respect. After the communist regimes
collapsed, the militaries were targeted by the successor governments
for radical restructuring and subordination. In the Czech Republic,
anti-military sentiment was so strong that a pacifist movement coalesced
and pressed for the abolition of the armed forces.
It is unlikely
Cuban civilians will develop such aggressively negative views about
the FAR any time soon, but a variety of evidence suggests the trend
is moving in that direction. Many in the party, government bureaucracy,
and political class generally have been discreetly expressing dissatisfaction
with the FARs central policymaking roles. Mostly anecdotal
evidence indicates that top officers have become manifestly arrogant
in dealing with civilians. For example, a now deceased senior general
was quoted in the Cuban media in 1994 warning that civilian
life will ce! rtainly have to move step by step toward what is done
in the armed forces. A militarized society guided by a praetorian
elite was not the ideal long embodied in the civic-soldier who historically
was one with the civilian population.
SHORT-TERM OUTLOOK FOR A RAULISTA REGIME
Once in power
in his own right, Raul Castro is likely to emphasize continuity
in leadership and policy, while charting new courses. He is certain
to profusely honor the memory of his brother by institutionalizing
a posthumous cult of personality and insisting, at least rhetorically,
that fidelista principles of revolutionary stoicism and heroism
guide the new regime. However, Marxist ideology will probably be
relegated, as in China, to periodic ritualistic observance. Lacking
any elements of his brothers charisma, Raul Castro will also
largely abandon the mass mobilizational methods of the last four
decades. The new regime will be realistic about the need to assuage
public opinion and will probably almost immediately begin loosening
the most restrictive economic pol! icies Fidel Castro has stubbornly
upheld. It will probably allow an expansion of Cubas small
and marginal private sector. Raul Castro may also decide, for reasons
of political expediency, to permit civilians to join his generals
and colonels in enterprise management involving large dollar transactions.
He and the generals
no doubt recognize that popular expectations for broad economic
and political change have been steadily swelling just below the
surface, but a raulista regime, at least initially, will probably
refuse to soften current prohibitions on independent political expression.
The generals
are likely to agree that any sudden, uncontrolled political opening
would cause expectations for fundamental structural changes to soar
and thus ignite significant instability. At least initially, Cuban
glasnost or perestroika will not be likely.
A raulista regime
may, however, be more amenable to improving relations with the United
States than Fidel Castro has ever been. Its survival for any length
of time might well depend on the benefits of improved relations.
One astute observer of the Cuban military has speculated, for example,
that Raul Castro will take a more pragmatic approach
with the hope of normalizing bilateral relations because that could
significantly help him to consolidate his government.
Still, the hurdles
to improving relations would be formidable. Under the terms of the
Cuban Liberty and Democratic Solidarity Act of 1996 (Helms-Burton)
a successor regime that included Raul Castro would not qualify for
any relaxation of the U.S. embargo and related restrictions or for
bilateral assistance. Other requirements of the law will also be
difficult for a raulista regime to meet, eve! n if the leadership
were to begin a process of political liberalization.
The law requires,
for example, that all political activity be legalized,
that free and fair elections for a new government be
scheduled, that all political prisoners be freed, and
that certain state institutions of coercion be dissolved. In the
absence of new legislation superseding the Helms-Burton definition
of what constitutes a transition government, Cuba -U.S.
relations would continue to be frozen.
Beyond its first
year or even months in power, however, the prospects for a raulista
regime will be uncertain at best. After Fidel Castros demise,
popular expectations for real change will likely be ! intense and
could even result in large demonstrations for rapid and broad liberalization.
The authors and many signatories of the Varela Project petition
will no doubt greatly intensify their lobbying and organizing activities
and a large number of other Cubans who have been politically apathetic
or cowed by the security forces will also seek fundamental political
and economic change.
They will probably
enjoy at least the tacit support of many in the civilian leadership
and at least some ranking military officers as well. The resulting
tensions will confront the FAR leadership with tough choices that
will severely threaten its command and control.
REFORMING THE FAR DURING THE TRANSITION
While the raulista
succession now appears to be the most likely of the three scenarios
described in this study, it is impossible to predict when that might
occur. Fidel Castros health has conspicuously deteriorated,
yet he is not known to suffer from any life-threatening ailments.
He continues to function in public and private with energy and the
clear determination to continue in charge as long as he can. If
he lives as long as his father, he could hold on to power for another
six years or more. The longer present trends mostly negative
for the regime continue, the greater the chances will be
that one of the turbulent succession scenarios will occur. Even
less is known about Raul Castros health, and when periodically
he has disappeared from public view for lengths of time, speculation
about his physical fitness to succeed his brother has intensified.
In addition, he has accumulated many enemies, and unlike Fide! l
Castro, who is always at the center of massive and sophisticated
personal security, Raul Castro may be more vulnerable to assassination
attempts. If he dies before his brother, the prospects for a smooth
and peaceful transition after Fidel Castros demise will be
uncertain.
A number of
developments also now operate steadily to increase the chances that
the populace will be unwilling to accept a raulista regime unless
it is committed, almost from the start, to sweeping political change.
The remarkable
challenge posed by the Varela Project, the emergence of a few dissident
and opposition figures who could potentially attract significant
followings, the more influential role of the Catholic Church, and
the development of social and economic groups with a high degree
of autonomy from the regime all suggest that some fundamentals of
the political dynamic on the island are shifting. If regime-threatening
protests were to deve! lop after Fidel Castros death, command
and control in the FAR (and possibly in MININT as well) could break
down if regular units were ordered to employ violence on a large
scale against civilians.
Whatever course
the transition may take, at least some FAR leaders and components
will survive and perform critical roles after one or both Castros
have departed. In that new Cuban era, it will be essential that
the military and its missions be radically altered. Thus, regardless
of which succession scenario occurs or when it begins to unfold,
reforming the military will be one of the highest priorities in
the post-revolutionary period. Changes large and small, superficial
and of enormous impact, will be necessary. Some of the more important
of those necessary changes are discussed below in the following
three broad categories: 1) reconfigure military forces and missions;
2) submit to civilian control in a liberal democratic political
system; and 3) enter into extensive new internat! ional relationships.
RECONFIGURE FORCES AND MISSIONS
Much smaller,
poorer, and weaker than in its heyday, the FAR and its auxiliary
forces should be reduced further. With a population of approximately
11 million, Cuba maintains a regular military of between 50,000
and 60,000 personnel. Guatemala, with a population somewhat larger,
has about 30,000 in uniform.
The FAR also
maintains a large ready reserve force and the Youth Labor Army,
and it can also call up the approximately 2 million members of the
Territorial Troop Militi! a. Cuban leaders have increasingly acknowledged,
moreover, that they face virtually no danger of conventional military
conflict.
With no land
borders to defend, no historic enemies, and no bilateral or collective
security commitments to other nations, Cubas regular armed
forces should be downsized substantially and the large auxiliaries
abolished. The three large regional armies are obsolete and unnecessary
for Cubas contemporary defense needs. They should be disbanded
and perhaps replaced by airmobile regiments that could quickly be
moved around the island if needed. Several specialized units
the commando Special Troops and the High Command Reserve, for example
will be superfluous in the post-Castro era. Leadership protection
should become a civilian responsibility.
Considerable
attention would have to be paid to providing retirement benefits
to personnel who served honorably.
Obligatory military
service should be replaced by a professional but voluntary force.
Several MININT elements and functions, particularly those involved
in monitoring, intimidating, and brutalizing dissidents, should
be eliminated. Other security forces will have to be fundamentally
restructured, placed under new leadership, and subjected to intensive
reviews of their human rights performances.
The defense
budget, arms and munitions inventories, and the number and size
of military installations should be reduced in the post-revolutionary
era. One or more military bases have already been converted to civilian
and educational uses, and others should be privatized. The elaborate
networks of tu! nnels and underground fortifications constructed,
as part of the War of All the People defense strategy
will be superfluous.
In fact, the
large quantities of weapons stored in these facilities could prove
to be an enormous danger if they were to be plundered. Whatever
biological weapons programs or capabilities the FAR may have must
be abandoned, ideally under international supervision. All or virtually
all of the FARs industries and enterprises should be privatized.
SUBMIT TO CIVILIAN CONTROL
Experiences
in Russia and the Eastern European countries after the fall of communism
demonstrate that transitions to democratic governance and civilian
control of the armed forces will be slow and difficult in Cuba as
well. A substantial academic literature on those transitions illuminates
the many problems that will probably be encountered assuming, as
is most likely, that substantial elements of the FAR will continue
to operate during the transition.
Appointing a
civilian defense minister will be a critical watershed. Distinguishing
(ideally through new constitutional and legal provisions) the roles
and responsibilities of the commander of chief, the defense minister,
and the military chief of staff may also prove daunting, as it did
in some of the Eastern European nations. As in those countries,
moreover, there will be a dearth of Cuban civilians who will ! be
versed in military affairs, qualified, that is, to oversee and monitor
national level decision making on the spectrum of military matters.
There are no
civilian think tanks or university centers that have any capability
on military issues. Thus, well-informed civilian oversight will
be extremely difficult to achieve. Traditional military secrecy,
mutual distrust between civilians and officers, and the lack of
any experience in negotiating over military spending and priorities
will greatly complicate civil-military relations.
INTERNATIONALIZE
Since the demise
of the Soviet Union and Cubas withdrawal from revolutionary
internationalism abroad, the FAR has had little contact with the
international community. Following the evacuation of the Russian
Lourdes intelligence collection facility in late 2001, only a few
if any Russian military personnel are believed to remain on the
island. There are perhaps only a dozen or so Cuban military attaches
serving in foreign capitals and probably even fewer foreign military
representatives in Havana. Military cooperation or exchanges with
other countries are now the exception.
Ironically,
one of the most notable examples is the ongoing exchange that occurs
at the fence line at the US Naval Base at Guantánamo.
These talks
began in the mid-1990s and were conducted initially between the
U.S. base commander (a Navy captain) and a Cuban brigadier general
who headed the FAR Guantánamo area division. In 1999, the
Cuban side upgraded its representation. Brigadier General Jose Solar
Hernandez, deputy chief of the Eastern Army and a Communist Party
Central Committee member, has been meeting with the U.S. base commander.
They discuss
local issues with the objective of minimizing the possibility of
incidents and reducing tensions between the military forces located
at close proximity. In this seasonally arid region of Cuba, an informal
fire warning agreement is in effect. Coincident firefighting
maneuvers have been conducted by both sides, involving helicopters
carrying water bags.
Each side is
reportedly prepared to provide medical support to the other in emergencies,
for example, by evacuating burn victims to the closes hospital.
Fence line talks reached a higher plateau in early 2002,
when the
U.S. base was
being prepared to incarcerate suspected Al Qaeda terrorists. The
Cuban government was informed in advance of the decision to use
the base, and General Solar was advised about the U.S. plan and
what his troops should expect to observe so that the Cuban government
would not be surprised. A few days later, Havana issued a favorable
statement and not long after, Raul Castro told journalists that
if any Al Qaeda suspects were to escape and reach Cuban territory,
they would be returned to Guantánamo. With the exception
of semi-annual migration review sessions betwee! n the two governments,
these talks are the highest-level regular meetings between U.S.
and Cuban officials. They apparently are conducted without acrimony
and with only a minimum of political posturing by the Cuban side.
They provide an excellent foundation for an expanded military-to-military
dialogue some time in the future.
In addition,
since late 2000, MININTs Border Guard Troops have institutionalized
regular contact with a U.S. Coast Guard officer stationed in Havana.
Other contacts between high level FAR personnel and retired U.S.
senior officers have been sponsored by the Washington-based Center
for Defense Information. Since 1987, seven or eight U.S. delegations
have visited Cuba, and on at least two occasions, members met with
one or both Castro brothers. Until the last year or two, the initiative
for these contacts was entirely on the American side, but since
then, Cuban counterparts have appeared to be more interested in
upgrading and intensifying the exchanges. A counterpart Cuban defense
research center has been more assertive, for example, in proposing
ideas for joint research.
Nonetheless,
all of the contact has been in Cuba; no MINFAR officers have been
allowed by their government to travel to the United States. These
limited contacts will provide useful launching points once the political
transition begins. The post-Castro military will need to be reintegrated
into regional and international security arrangements. Cuban personnel
would probably be welcome and effective participants in international
peacekeeping missions, perhaps especially in African countries where
they have had extensive experience. Cuban military academies and
schools should be opened to foreign faculty and students. Cuban
officers and non-commissioned personnel should receive training
in nearby countries and in Europe. Finally, personnel at all levels
should receive international training in counter-terrorism and counter-narcotics
missions that ought! to be among the principal new preoccupations
of the countrys post-Castro armed forces.
ABOUT THE
AUTHOR
Brian Latell
is a Senior Associate at the Center for Strategic and International
Studies in Washington, D.C. He also teaches at the School of Foreign
Service at Georgetown University. He has been an adjunct faculty
member there since 1978 and offers courses on Cuba, Latin America,
U.S. - Latin American relations, and the Cuban Missile Crisis. Dr.
Latell served as National Intelligence Officer for Latin America
from 1990 to 1994. His work as a Latin America specialist for the
Central Intelligence Agency and the National Intelligence Council
began in the 1960s. He also served as a U.S. Air Force intelligence
officer. His last government position (1994-98) was Director of
the CIA Center for the Study of Intelligence where he was concurrently
the Chairman of the Editorial Board of Studies in Intelligence,
the j! ournal of the intelligence profession. He retired from government
service in 1998.
Dr. Latell has
published extensively on Cuba, Mexico, other Latin America subjects
and on foreign intelligence issues. He co-edited Eye in the Sky:
The Story of the Corona Spy Satellites (Smithsonian Press, 1998).
Dr. Latell was
awarded the CIA's Distinguished Intelligence Medal. He is also the
recipient of the Helene M. Boatner Award and Georgetown University's
Silver Vicennial Medal. He serves on the board of directors of the
Association of Former Intelligence Officers.
|